Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Michelle? Claim Your ProfileMichelle Wendling is an investment professional with over 14 years of experience in the financial services industry. Michelle is currently a Registered Representative and Investment Advisor Representative with Wells Fargo Clearing Services, LLC. Michelle has worked previously at Credit Suisse Securities (USA) LLC, Macquarie Capital (USA) Inc., Regal Capital Advisors, LLC, Columbia West Capital, LLC and Barclays Capital Inc. Michelle has a strong background in financial planning and investment management for individuals and businesses. Michelle is licensed in 49 states and the District of Columbia and holds Series 7, Series 63, Series 65 and SIE licenses.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Investment consulting services to institutional clients
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
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2
CA
12/21/2015 - Present
Wells Fargo Clearing Services, LLC (SAN FRANCISCO CA)
CA
04/26/2012 - 12/22/2015
CREDIT SUISSE SECURITIES (USA) LLC (SAN FRANCISCO CA)
CA
06/06/2011 - 09/29/2011
MACQUARIE CAPITAL (USA) INC. (LOS ANGELES CA)
CA
09/29/2009 - 05/27/2011
REGAL CAPITAL ADVISORS, LLC (LOS ANGELES CA)
AZ
08/04/2009 - 09/29/2009
COLUMBIA WEST CAPITAL, LLC ("CWC") (SCOTTSDALE AZ)
CA
08/04/2008 - 07/22/2009
BARCLAYS CAPITAL INC. (LOS ANGELES CA)
IA
Issued 06/16/2012
Series 65 - Uniform Investment Adviser Law Examination
BC
Issued 12/08/2008
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 08/01/2008
Series 7 - General Securities Representative Examination
Active
Inactive
C
Cboe Exchange, Inc.
F
FINRA
N
NYSE American LLC
N
Nasdaq PHLX LLC
N
Nasdaq Stock Market
N
New York Stock Exchange
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