Unclaimed
Michelle Hughes is a financial advisor at LPL Financial LLC with over 10 years of experience in the industry. Michelle has a Series 6, Series 63, and SIE license and is registered to provide investment advice in Maine. Michelle is also a former financial advisor at INVEST FINANCIAL CORPORATION and INVESTORS CAPITAL CORP. Michelle has a wide range of experience in financial planning, portfolio management for businesses and individuals, pension consulting, educational seminars, and selection of other advisors.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Consulting and other non-discretionary advisory services
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
1
2
ME
02/14/2018 - Present
LPL Financial LLC (WATERVILLE ME)
ME
06/17/2015 - 02/14/2018
INVEST FINANCIAL CORPORATION (WATERVILLE ME)
ME
11/30/2012 - 01/27/2014
INVESTORS CAPITAL CORP. (WATERVILLE ME)
BC
Issued 06/02/2015
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 11/29/2012
Series 6 - Investment Company Products/Variable Contracts Representative Examination
Active
Inactive
F
FINRA
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