Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Michelle? Claim Your ProfileMichelle Franks is a financial advisor with over 25 years of experience in the financial services industry. Michelle is currently registered with Fidelity Distributors Co. LLC, a well-known and reputable firm.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
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RI
05/02/2024 - Present
Fidelity Distributors Co. LLC (SMITHFIELD RI)
MI
07/12/2022 - 04/12/2024
STIFEL, NICOLAUS & COMPANY, INCORPORATED (GRAND RAPIDS MI)
MA
01/13/2015 - 02/28/2022
MFS FUND DISTRIBUTORS, INC. (BOSTON MA)
MA
05/26/2010 - 12/17/2014
COLUMBIA MANAGEMENT INVESTMENT DISTRIBUTORS, INC. (BOSTON MA)
MN
01/23/2008 - 05/27/2010
ALLIANZ LIFE FINANCIAL SERVICES, LLC (MINNEAPOLIS MN)
PA
07/13/2007 - 02/04/2008
LINCOLN FINANCIAL DISTRIBUTORS, INC. (RADNOR PA)
CT
11/26/2001 - 05/18/2007
HARTFORD EQUITY SALES COMPANY INC. (HARTFORD CT)
OH
08/30/1999 - 05/09/2001
NATCITY INSURANCE SERVICES, INC. (CLEVELAND OH)
OH
08/31/1998 - 05/09/2001
NATCITY INVESTMENTS, INC. (CLEVELAND OH)
NY
10/20/1998 - 09/01/1999
LIBERTY SECURITIES CORPORATION (PURCHASE NY)
OH
09/12/1996 - 09/17/1998
FIFTH THIRD SECURITIES, INC. (CINCINNATI OH)
NY
01/26/1995 - 02/29/1996
SMITH BARNEY INC. (NEW YORK NY)
BOTH
Issued 08/25/2010
Series 66 - Uniform Combined State Law Examination
IA
Issued 05/01/1995
Series 65 - Uniform Investment Adviser Law Examination
BC
Issued 03/27/1995
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 11/07/2022
Series 9 - General Securities Sales Supervisor - Options Module Examination
BC
Issued 09/30/2022
Series 10 - General Securities Sales Supervisor - General Module Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 01/25/1995
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
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