Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Michelle? Claim Your ProfileMichelle Hoang Le is an investment advisor representative with Hilltop Securities Inc. Michelle has over 16 years of experience in the financial services industry. Michelle is licensed to provide investment advice in all 50 states. Michelle holds Series 7, 50, 63, SIE and 79TO licenses. Michelle's current branch office is located in Charlotte, NC. Michelle previously worked at BB&T Securities, LLC, Scott & Stringfellow, LLC, Red Capital Markets, LLC and Herbert J. Sims & Co. Inc.. Michelle specializes in portfolio management for individuals, financial planning and educational seminars.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Personalized portfolio management to meet individual financial objectives.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
A percentage of the total value of assets under management is charged.
12b-1 fees
1
2
NC
08/06/2020 - Present
Hilltop Securities Inc. (CHARLOTTE NC)
VA
01/02/2013 - 08/04/2020
BB&T SECURITIES, LLC (RICHMOND VA)
NC
08/03/2012 - 01/02/2013
SCOTT & STRINGFELLOW, LLC (CHARLOTTE NC)
OH
11/02/2011 - 06/20/2012
RED CAPITAL MARKETS, LLC (COLUMBUS OH)
CT
10/06/2006 - 11/03/2011
HERBERT J. SIMS & CO. INC. (FAIRFIELD CT)
BC
Issued 06/27/2013
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 01/02/2023
Series 79TO - Investment Banking Registered Representative Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 09/01/2017
Series 50 - Municipal Advisor Representative Qualification Exam
BC
Issued 10/05/2006
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
N
Nasdaq Stock Market
N
New York Stock Exchange
Not sure Michelle Le is the right advisor for you? Invested Better is here to help.
