Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Michelle? Claim Your ProfileMichelle Hatten has been in the financial services industry since 1998. Michelle is currently registered with Raymond James Financial Services Advisors, Inc. in New York. Prior to that, Michelle was registered with UBS FINANCIAL SERVICES INC. in New York and Dean Witter Reynolds Inc. in New York. Michelle holds the Series 63, Series 10, Series 9, Series 7, and SIE exams. Michelle specializes in providing financial advice to individuals, businesses, and charitable organizations.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Hourly & fixed rate consultations
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
Per participant (erisa)
1
2
NY
07/08/2021 - Present
Raymond James Financial Services Advisors, Inc. (Clarence NY)
NY
07/15/1998 - 07/03/2007
UBS FINANCIAL SERVICES INC. (BUFFALO NY)
NY
03/16/1998 - 06/03/1998
DEAN WITTER REYNOLDS INC. (PURCHASE NY)
BC
Issued 05/01/1998
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 10/10/2007
Series 10 - General Securities Sales Supervisor - General Module Examination
BC
Issued 12/20/2005
Series 9 - General Securities Sales Supervisor - Options Module Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 03/13/1998
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
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