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This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Michelle? Claim Your ProfileMichelle Harvey is a financial advisor with UBS Financial Services Inc. Michelle has been in the industry since 2003 and is licensed in both California and Texas. Michelle specializes in working with a wide range of clients including individuals, high-net-worth individuals, families, businesses, charitable organizations, and pension and profit-sharing plans. Michelle provides financial planning, portfolio management, and other advisory services to her clients. Michelle is committed to providing her clients with the highest level of service and helping them achieve their financial goals.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
See schedule d - miscellaneous
1
2
CA
05/23/2022 - Present
UBS Financial Services Inc. (SAN FRANCISCO CA)
CA
07/09/2004 - 05/04/2005
WELLS FARGO INVESTMENTS, LLC (SAN FRANCISCO CA)
NY
06/18/2003 - 03/31/2004
MORGAN STANLEY DW INC. (PURCHASE NY)
BOTH
Issued 07/26/2021
Series 66 - Uniform Combined State Law Examination
BC
Issued 07/12/2003
Series 63 - Uniform Securities Agent State Law Examination
IA
Issued 07/11/2003
Series 65 - Uniform Investment Adviser Law Examination
BC
Issued 06/10/2021
Series 7TO - General Securities Representative Examination
BC
Issued 04/24/2021
SIE - Securities Industry Essentials Examination
BC
Issued 08/13/2003
Series 31 - Futures Managed Funds Examination
BC
Issued 06/05/2003
Series 7 - General Securities Representative Examination
Active
Inactive
B
BOX Exchange LLC
C
Cboe Exchange, Inc.
F
FINRA
N
NYSE American LLC
N
NYSE Arca, Inc.
N
NYSE Chicago, Inc.
N
Nasdaq ISE, LLC
N
Nasdaq PHLX LLC
N
Nasdaq Stock Market
N
New York Stock Exchange
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