Unclaimed
Michelle Baker is a financial professional with over 27 years of experience in the industry. Michelle is currently registered with Northwestern Mutual Investment Services, LLC and has been with the firm since 2003. Prior to that, Michelle worked with Prudential Securities Incorporated from 1995 to 2003. Michelle is licensed to provide securities and investment advisory services in 23 states.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Investment research; referrals to other advisers
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Referral fees
1
2
FL
05/09/2003 - Present
Northwestern Mutual Investment Services, LLC (JACKSONVILLE FL)
NY
08/29/1995 - 04/01/2003
PRUDENTIAL SECURITIES INCORPORATED (NEW YORK NY)
IA
Issued 02/18/1997
Series 65 - Uniform Investment Adviser Law Examination
BC
Issued 09/25/1996
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 10/28/1997
Series 3 - National Commodity Futures Examination
BC
Issued 08/28/1995
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
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