Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Michelle? Claim Your ProfileMichelle Grace Swenson is a financial advisor with Raymond James Financial Services Advisors, Inc. based in Fargo, ND. Michelle has been in the financial industry since 1999 and has experience with various financial institutions including Wells Fargo Clearing Services, LLC, Merrill Lynch, Pierce, Fenner & Smith Incorporated, RBC Dain Rauscher Inc., Investment Centers of America, Inc., LM Financial Partners, Inc., U.S. Bancorp Piper Jaffray Inc., and Merrill Lynch, Pierce, Fenner & Smith Incorporated. Michelle is registered to offer investment advice in Arizona, California, Colorado, Florida, Illinois, Kentucky, Minnesota, Missouri, North Carolina, North Dakota, South Dakota, Texas, Washington, and Wisconsin. Michelle can provide financial planning, pension consulting, and educational seminars for individual clients and businesses. Michelle is also registered as an Investment Advisor Representative (IAR) in Minnesota and North Dakota.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Hourly & fixed rate consultations
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
Per participant (erisa)
1
2
ND
05/01/2024 - Present
Raymond James Financial Services Advisors, Inc. (Fargo ND)
ND
05/21/2013 - 12/21/2023
WELLS FARGO CLEARING SERVICES, LLC (FARGO ND)
ND
06/21/2004 - 05/21/2013
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED (FARGO ND)
NY
03/08/2004 - 06/18/2004
RBC DAIN RAUSCHER INC. (NEW YORK NY)
WI
10/08/2002 - 03/09/2004
INVESTMENT CENTERS OF AMERICA, INC. (APPLETON WI)
LA
07/06/2000 - 10/10/2002
LM FINANCIAL PARTNERS, INC. (NEW ORLEANS LA)
MN
07/21/1999 - 07/24/2000
U.S. BANCORP PIPER JAFFRAY INC. (MINNEAPOLIS MN)
NY
01/13/1999 - 07/19/1999
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED (NEW YORK NY)
BOTH
Issued 12/21/2007
Series 66 - Uniform Combined State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 01/12/1999
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
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