Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Michelle? Claim Your ProfileMichelle Elizabeth Mauritz is a registered representative with Raymond James & Associates, Inc. with over 15 years of experience in the industry. Michelle has held various positions at several firms, including HSBC Securities (USA) Inc., Raymond James Financial Services, Inc. and Rioux & Company, LLC. Michelle holds Series 66, Series 7 and SIE licenses and is registered in the state of Florida. Michelle specializes in providing financial planning, pension consulting, educational seminars and portfolio management services.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Please see note in schedule d - miscellaneous
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
1
2
FL
08/20/2015 - Present
Raymond James & Associates, Inc. (ST. PETERSBURG FL)
NY
04/28/2008 - 08/24/2015
HSBC SECURITIES (USA) INC. (PORT JEFFERSON NY)
NY
09/10/2003 - 04/15/2008
RAYMOND JAMES FINANCIAL SERVICES, INC. (RIVERHEAD NY)
CT
09/13/2002 - 08/15/2003
RIOUX & COMPANY, LLC (BRISTOL CT)
BOTH
Issued 11/17/2003
Series 66 - Uniform Combined State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 09/12/2002
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
N
NYSE American LLC
N
Nasdaq PHLX LLC
N
Nasdaq Stock Market
N
New York Stock Exchange
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