Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Michelle? Claim Your ProfileMichelle Flam is a financial advisor registered with Wells Fargo Clearing Services, LLC. Michelle has been working in the financial services industry since June 1, 2010. Michelle has been registered with Wells Fargo Clearing Services, LLC since February 18, 2016, and previously worked with Merrill Lynch, Pierce, Fenner & Smith Incorporated. Michelle holds Series 6, 7, 24, 63, and 66 licenses, as well as the Securities Industry Essentials Examination.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Investment consulting services to institutional clients
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
1
2
CA
02/18/2022 - Present
Wells Fargo Clearing Services, LLC (BEVERLY HILLS CA)
CA
09/05/2017 - 02/22/2022
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED (EL SEGUNDO CA)
CA
02/18/2016 - 08/02/2017
WELLS FARGO CLEARING SERVICES, LLC (BEVERLY HILLS CA)
NY
01/25/2001 - 03/04/2002
TERRA NOVA TRADING, L.L.C. (NEW YORK NY)
CA
06/25/1997 - 09/01/2000
FRANKLIN/TEMPLETON DISTRIBUTORS, INC. (SAN MATEO CA)
NA
12/11/1995 - 06/13/1997
FRANKLIN/TEMPLETON DISTRIBUTORS, INC.
BOTH
Issued 08/11/2016
Series 66 - Uniform Combined State Law Examination
BC
Issued 05/07/2001
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 08/29/2001
Series 24 - General Securities Principal Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 02/18/2016
Series 7 - General Securities Representative Examination
BC
Issued 12/08/1995
Series 6 - Investment Company Products/Variable Contracts Representative Examination
Active
Inactive
C
Cboe BZX Exchange, Inc.
C
Cboe Exchange, Inc.
F
FINRA
N
NYSE American LLC
N
NYSE Arca, Inc.
N
NYSE Chicago, Inc.
N
Nasdaq GEMX, LLC
N
Nasdaq ISE, LLC
N
Nasdaq PHLX LLC
N
Nasdaq Stock Market
N
New York Stock Exchange
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