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Michelle Dawn Bacal

Lucid Capital Markets, LLC

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About Michelle Dawn Bacal

Michelle Bacal is a financial advisor with over 19 years of experience in the financial services industry. Michelle is currently registered with Lucid Capital Markets, LLC and previously held positions at UBS Securities LLC, UBS Financial Services Inc., Nomura Securities International, Inc. and J.P. Morgan Securities Inc. Michelle is a Series 7, Series 24, Series 63 and Series 99TO licensed professional. Michelle's areas of focus are securities, investment advisory, and operations. Michelle is registered in both New York and New Jersey.

Firm Information

Michelle Bacal is currently registered with Lucid Capital Markets, LLC. Lucid Capital Markets, LLC is a Limited Liability Company formed in June 2015. The firm is registered with the SEC and in 23 states.

Not reported

Assets Under Management

Not reported

Total Clients

25

Total Financial Advisors

Services Offered

Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.

Fee Structure

Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.

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Michelle Bacal’s Registration & Firm History

NY

11/07/2023 - Present

Lucid Capital Markets, LLC (New York NY)

NY

10/21/2016 - 09/12/2023

UBS SECURITIES LLC (NEW YORK NY)

NJ

01/15/2016 - 09/12/2023

UBS FINANCIAL SERVICES INC. (WEEHAWKEN NJ)

NY

07/06/2009 - 02/06/2015

NOMURA SECURITIES INTERNATIONAL, INC. (NEW YORK NY)

NY

05/15/2009 - 07/09/2009

J.P. MORGAN SECURITIES INC. (NEW YORK NY)

NY

05/09/2007 - 04/27/2009

J.P. MORGAN SECURITIES INC. (NEW YORK NY)

NY

09/27/2004 - 02/26/2007

BANC OF AMERICA SECURITIES LLC (NEW YORK NY)

NY

07/01/2002 - 12/31/2003

BANC OF AMERICA SECURITIES LLC (NEW YORK NY)

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Licenses & Designations

BC

Issued 06/09/2003

Series 63 - Uniform Securities Agent State Law Examination

BC

Issued 03/04/2024

Series 24 - General Securities Principal Examination

BC

Issued 01/02/2023

Series 99TO - Operations Professional Examination

BC

Issued 10/01/2018

SIE - Securities Industry Essentials Examination

BC

Issued 06/28/2002

Series 7 - General Securities Representative Examination

State Registrations

Active

Inactive

SRO Registrations

F

FINRA

N

NYSE American LLC

N

New York Stock Exchange

Disclosures

There are no public disclosures for Michelle Dawn Bacal.
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