Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Michelle? Claim Your ProfileMichelle O'Brien has been in the financial industry since 1987 and has been a Registered Representative with Charles Schwab & CO., Inc. since 2000. Michelle is a licensed Investment Advisor Representative in Connecticut. Michelle has also held positions at TD AMERITRADE, INC., LIGHTHOUSE SECURITIES, LTD., CNB DISCOUNT BROKERAGE INCORPORATED and FIRST INVESTORS CORPORATION. Michelle provides financial planning services and is a Wrap Fee Program Sponsor.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Helps you choose top advisors aligned with your financial goals.
Wrap fee program sponsor and financial planning advisor referral program
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Asset based fees for wrap pgrms & subsc pricing for fin planning
1
2
CT
01/28/2000 - Present
Charles Schwab & CO., Inc. (West Hartford CT)
CT
11/17/2022 - 12/31/2023
TD AMERITRADE, INC. (West Hartford CT)
CT
03/31/1990 - 03/23/1992
LIGHTHOUSE SECURITIES, LTD. (HARTFORD CT)
NA
01/01/1987 - 08/12/1989
CNB DISCOUNT BROKERAGE INCORPORATED
NA
11/14/1984 - 03/18/1985
FIRST INVESTORS CORPORATION
IA
Issued 11/03/1999
Series 65 - Uniform Investment Adviser Law Examination
BC
Issued 12/13/1988
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 01/02/2023
Series 9 - General Securities Sales Supervisor - Options Module Examination
BC
Issued 01/02/2023
Series 10 - General Securities Sales Supervisor - General Module Examination
BC
Issued 10/12/1993
Series 8 - General Securities Sales Supervisor Examination (Options Module & General Module)
BC
Issued 03/06/1989
Series 24 - General Securities Principal Examination
BC
Issued 09/14/1988
Series 4 - Registered Options Principal Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 09/20/1986
Series 7 - General Securities Representative Examination
BC
Issued 11/13/1984
Series 6 - Investment Company Products/Variable Contracts Representative Examination
Active
Inactive
F
FINRA
N
Nasdaq Stock Market
Not sure Michelle O'Brien is the right advisor for you? Invested Better is here to help.
