Unclaimed
Michelle Dufault is a registered representative with SG Americas Securities, LLC. Michelle has been in the securities industry since November 4, 2018. Michelle is licensed to conduct business in Illinois. Michelle holds the Series 3, Series 7, Series 24, and Series 63 licenses.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
1
2
IL
11/05/2018 - Present
SG Americas Securities, LLC (CHICAGO IL)
BC
Issued 12/29/2018
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 03/19/2019
Series 24 - General Securities Principal Examination
BC
Issued 07/08/2019
Series 3 - National Commodity Futures Examination
BC
Issued 11/06/2018
SIE - Securities Industry Essentials Examination
BC
Issued 11/05/2018
Series 7 - General Securities Representative Examination
Active
Inactive
B
BOX Exchange LLC
C
Cboe BYX Exchange, Inc.
C
Cboe BZX Exchange, Inc.
C
Cboe C2 Exchange, Inc.
C
Cboe EDGA Exchange, Inc.
C
Cboe EDGX Exchange, Inc.
C
Cboe Exchange, Inc.
F
FINRA
I
Investors' Exchange LLC
L
Long-Term Stock Exchange, Inc.
M
MEMX LLC
M
MIAX PEARL, LLC
N
NYSE American LLC
N
NYSE Arca, Inc.
N
NYSE Chicago, Inc.
N
NYSE National, Inc.
N
Nasdaq BX, Inc.
N
Nasdaq GEMX, LLC
N
Nasdaq ISE, LLC
N
Nasdaq MRX, LLC
N
Nasdaq PHLX LLC
N
Nasdaq Stock Market
N
New York Stock Exchange
Not sure Michelle Dufault is the right advisor for you? Invested Better is here to help.