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This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Michelle? Claim Your ProfileMichelle Cortes-harkins is a financial advisor who has been in the industry for over 15 years. Michelle Cortes-harkins is currently registered with Commonwealth Financial Network and has been with the firm since 2019. She is also registered with the states of Rhode Island and Vermont. Michelle Cortes-harkins has held previous positions with LPL Financial LLC, Merrill Lynch, Pierce, Fenner & Smith Incorporated, and Edward Jones. Michelle Cortes-harkins holds Series 7, 63 and 66 licenses and has completed the Securities Industry Essentials Examination (SIE). Michelle Cortes-harkins specializes in financial planning, portfolio management for individuals and businesses, pension consulting, and educational seminars.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
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VT
01/05/2021 - Present
Commonwealth Financial Network (Wolcott VT)
RI
02/19/2019 - 06/15/2020
COMMONWEALTH FINANCIAL NETWORK (Providence RI)
RI
03/31/2009 - 03/18/2019
LPL FINANCIAL LLC (PROVIDENCE RI)
RI
12/15/2006 - 04/23/2008
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED (PROVIDENCE RI)
RI
06/22/2005 - 12/20/2006
EDWARD JONES (PROVIDENCE RI)
BOTH
Issued 01/03/2007
Series 66 - Uniform Combined State Law Examination
BC
Issued 06/24/2005
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 06/21/2005
Series 7 - General Securities Representative Examination
Active
Inactive
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