Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Michelle? Claim Your ProfileMichelle Girard has been in the financial industry since May 8, 1992. Michelle is currently registered with Natwest Markets Securities Inc. Michelle has been with Natwest Markets Securities Inc. since April 20, 2004. Prior to that Michelle was registered with Wachovia Securities, LLC, Prudential Securities Incorporated, Sanwa Securities (USA) Co., L.P., and Bear, Stearns & Co. Inc.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
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2
CT
04/20/2004 - Present
Natwest Markets Securities Inc. (STAMFORD CT)
MO
07/01/2003 - 12/31/2003
WACHOVIA SECURITIES, LLC (ST. LOUIS MO)
NY
08/23/1996 - 07/01/2003
PRUDENTIAL SECURITIES INCORPORATED (NEW YORK NY)
NY
05/03/1993 - 07/31/1996
SANWA SECURITIES (USA) CO., L.P. (NEW YORK NY)
NY
11/21/1991 - 03/25/1993
BEAR, STEARNS & CO. INC. (NEW YORK NY)
BC
Issued 03/18/1992
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 09/05/2002
Series 24 - General Securities Principal Examination
BC
Issued 01/02/2023
Series 99TO - Operations Professional Examination
BC
Issued 06/25/2022
Series 3 - National Commodity Futures Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 12/18/2001
Series 16 - NYSE Supervisory Analyst Examination
BC
Issued 11/20/1991
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
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