Unclaimed
Michelle Prince is a financial advisor at Raymond James & Associates, Inc. in Jackson, Tennessee. Michelle has been in the financial industry since 1995 and is registered with FINRA and the state of Tennessee. Michelle is a Certified Financial Planner and is licensed to offer a range of financial services including investment management, financial planning, and pension consulting. Michelle has previously worked at Morgan Keegan & Company, Inc., PFIC Securities Corporation, and J.C. Bradford & Co.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Please see note in schedule d - miscellaneous
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
1
2
TN
02/14/2017 - Present
Raymond James & Associates, Inc. (Jackson TN)
TN
07/28/2004 - 02/13/2013
MORGAN KEEGAN & COMPANY, INC. (JACKSON TN)
TN
03/09/1998 - 08/05/2004
PFIC SECURITIES CORPORATION (FRANKLIN TN)
NY
09/26/1995 - 03/15/1998
J.C. BRADFORD & CO. (NEW YORK NY)
IA
Issued 08/11/2001
Series 65 - Uniform Investment Adviser Law Examination
BC
Issued 10/13/1995
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 09/25/1995
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
N
NYSE American LLC
N
Nasdaq PHLX LLC
N
Nasdaq Stock Market
N
New York Stock Exchange
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