Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Michelle? Claim Your ProfileMichelle Chavez is a financial advisor with Wells Fargo Clearing Services, LLC, and has been in the industry since July 13, 2014. Michelle Chavez is registered with the state of California and has Series 7, 9, 10, 66, 99TO, and SIE licenses. In addition to working for Wells Fargo Clearing Services, LLC, Michelle Chavez has worked for a number of other financial institutions, including MML Investors Services, LLC, MSI Financial Services, Inc., National Planning Corporation, MetLife Securities Inc., Princor Financial Services Corporation, and SII Investments, Inc. Michelle Chavez specializes in providing financial advice to individuals, businesses, and institutions.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Investment consulting services to institutional clients
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
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2
CA
03/26/2024 - Present
Wells Fargo Clearing Services, LLC (SAN FRANCISCO CA)
CA
03/25/2017 - 09/03/2020
MML INVESTORS SERVICES, LLC (WALNUT CREEK CA)
CA
12/07/2016 - 03/25/2017
MSI FINANCIAL SERVICES, INC. (WALNUT CREEK CA)
CA
03/21/2016 - 09/22/2016
NATIONAL PLANNING CORPORATION (WALNUT CREEK CA)
CA
01/20/2016 - 03/21/2016
METLIFE SECURITIES INC. (SAN RAMON CA)
CA
06/15/2015 - 11/16/2015
PRINCOR FINANCIAL SERVICES CORPORATION (WALNUT CREEK CA)
CA
01/09/2014 - 06/15/2015
SII INVESTMENTS, INC. (SAN RAMON CA)
BOTH
Issued 06/19/2014
Series 66 - Uniform Combined State Law Examination
BC
Issued 01/17/2020
Series 10 - General Securities Sales Supervisor - General Module Examination
BC
Issued 04/25/2019
Series 9 - General Securities Sales Supervisor - Options Module Examination
BC
Issued 01/02/2023
Series 99TO - Operations Professional Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 01/09/2014
Series 7 - General Securities Representative Examination
Active
Inactive
C
Cboe BZX Exchange, Inc.
C
Cboe Exchange, Inc.
F
FINRA
N
NYSE American LLC
N
NYSE Arca, Inc.
N
NYSE Chicago, Inc.
N
Nasdaq GEMX, LLC
N
Nasdaq ISE, LLC
N
Nasdaq PHLX LLC
N
Nasdaq Stock Market
N
New York Stock Exchange
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