Unclaimed
Michelle Phillips is a registered representative with Scotia Capital (usa) Inc., a firm based in New York, NY. Michelle holds the Series 63, Series 79TO, Series 24 and SIE licenses and has been registered in 52 states. Michelle has been active in the industry since June 7, 2021.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
1
2
NY
06/08/2021 - Present
Scotia Capital (usa) Inc. (NEW YORK NY)
BC
Issued 03/01/2021
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 08/16/2023
Series 24 - General Securities Principal Examination
BC
Issued 06/08/2021
Series 79TO - Investment Banking Registered Representative Examination
BC
Issued 01/20/2021
SIE - Securities Industry Essentials Examination
Active
Inactive
F
FINRA
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