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Michelle Borkow Buckner

Nylife Securities LLC

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About Michelle Borkow Buckner

Michelle Borkow Buckner is a financial advisor who has been in the industry since December 27, 2000. Michelle is currently registered with Nylife Securities LLC and is licensed to operate in New York. She is a Series 7, Series 63, Series 31 and SIE licensed advisor. Michelle has previously held positions at Merrill Lynch, Pierce, Fenner & Smith Incorporated, AXA Advisors, LLC, MetLife Securities Inc., Metropolitan Life Insurance Company, Quick & Reilly, Inc., Morgan Stanley DW Inc., Fidelity Brokerage Services, Inc. and Dean Witter Reynolds Inc.

Firm Information

Michelle Buckner is currently registered with Nylife Securities LLC. Nylife Securities LLC is a Limited Liability Company formed in 2007, registered in 51 states and the SEC. The firm has been involved in 13 regulatory events and 7 arbitrations.

Not reported

Assets Under Management

Not reported

Total Clients

4,464

Total Financial Advisors

Services Offered

Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.

Fee Structure

Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.

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Michelle Buckner’s Registration & Firm History

NY

04/07/2010 - Present

Nylife Securities LLC (WILLIAMSVILLE NY)

NY

08/01/2007 - 05/22/2009

MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED (BUFFALO NY)

NY

12/15/2005 - 03/13/2007

AXA ADVISORS, LLC (WILLIAMSVILLE NY)

MA

09/02/2004 - 10/24/2005

METLIFE SECURITIES INC. (SPRINGFIELD MA)

NY

09/02/2004 - 10/24/2005

METROPOLITAN LIFE INSURANCE COMPANY (NEW YORK NY)

NY

10/25/2001 - 09/11/2003

QUICK & REILLY, INC. (NEW YORK NY)

NY

05/25/1999 - 10/18/2001

MORGAN STANLEY DW INC. (PURCHASE NY)

RI

09/01/1998 - 04/26/1999

FIDELITY BROKERAGE SERVICES, INC. (SMITHFIELD RI)

NY

07/07/1998 - 08/26/1998

DEAN WITTER REYNOLDS INC. (PURCHASE NY)

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Licenses & Designations

IA

Issued 06/15/1999

Series 65 - Uniform Investment Adviser Law Examination

BC

Issued 07/17/1998

Series 63 - Uniform Securities Agent State Law Examination

BC

Issued 10/01/2018

SIE - Securities Industry Essentials Examination

BC

Issued 06/15/1999

Series 31 - Futures Managed Funds Examination

BC

Issued 07/02/1998

Series 7 - General Securities Representative Examination

State Registrations

Active

Inactive

SRO Registrations

F

FINRA

Disclosures

There is public disclosure for Michelle Borkow Buckner. Review regulatory record here.
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