Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Michelle? Claim Your ProfileMichelle Bermudez Barraza is a financial professional with over 24 years of experience in the industry. Michelle is currently registered with Pershing LLC and BNY Mellon Capital Markets, LLC. Michelle has previously worked at PERSHING LLC, PERSHING TRADING COMPANY, L.P., MAXIM GROUP LLC, CROWN FINANCIAL GROUP, INC., and WALL STREET ACCESS. Michelle is a Series 7, Series 24, Series 52TO, and Series 63 licensed professional. Michelle is registered in 53 states and territories, and Michelle is a registered representative of Pershing LLC.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
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2
TX
10/07/2014 - Present
Pershing LLC (HOUSTON TX)
NY
09/09/2005 - 03/27/2014
PERSHING LLC (NEW YORK NY)
NJ
04/20/2005 - 09/09/2005
PERSHING TRADING COMPANY, L.P. (JERSEY CITY NJ)
NY
07/02/2003 - 04/12/2005
MAXIM GROUP LLC (NEW YORK NY)
NJ
08/27/2002 - 07/08/2003
CROWN FINANCIAL GROUP, INC. (JERSEY CITY NJ)
NY
03/07/2002 - 08/02/2002
WALL STREET ACCESS (NEW YORK NY)
NJ
07/17/1998 - 03/25/2002
M. H. MEYERSON & CO., INC. (JERSEY CITY NJ)
BC
Issued 09/28/1998
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 06/24/2023
Series 24 - General Securities Principal Examination
BC
Issued 07/19/2023
Series 52TO - Municipal Securities Representative Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 07/16/1998
Series 7 - General Securities Representative Examination
Active
Inactive
B
BOX Exchange LLC
C
Cboe C2 Exchange, Inc.
C
Cboe Exchange, Inc.
F
FINRA
I
Investors' Exchange LLC
M
MIAX Emerald, LLC
M
MIAX PEARL, LLC
M
MIAX Sapphire
M
Miami International Securities Exchange, LLC
N
NYSE American LLC
N
NYSE Arca, Inc.
N
NYSE Chicago, Inc.
N
NYSE National, Inc.
N
Nasdaq BX, Inc.
N
Nasdaq GEMX, LLC
N
Nasdaq ISE, LLC
N
Nasdaq MRX, LLC
N
Nasdaq PHLX LLC
N
Nasdaq Stock Market
N
New York Stock Exchange
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