Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Michelle? Claim Your ProfileMichelle Arrowood Brooks is a registered investment advisor representative with Osaic Wealth, Inc. Michelle has been in the financial services industry since 1999. Michelle has been a registered investment advisor representative with Raymond James Financial Services, Inc. since 2003, and with SagePoint Financial, Inc. since 2022. Michelle has also worked for Peoples Bank, Peoples Investment Services, and First Citizens Investor Services, Inc.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
A percentage of the total value of assets under management is charged.
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AZ
09/01/2023 - Present
Osaic Wealth, Inc. (SCOTTSDALE AZ)
AZ
02/10/2022 - 09/01/2023
SAGEPOINT FINANCIAL, INC. (SCOTTSDALE AZ)
NC
07/11/2003 - 02/25/2022
RAYMOND JAMES FINANCIAL SERVICES, INC. (NEWTON NC)
MO
06/15/2002 - 09/10/2002
WACHOVIA SECURITIES, INC. (ST. LOUIS MO)
NC
12/21/2000 - 06/15/2002
WACHOVIA SECURITIES, INC. (CHARLOTTE NC)
NC
10/15/1998 - 10/26/2000
FIRST CITIZENS INVESTOR SERVICES, INC. (RALEIGH NC)
IA
Issued 11/01/2021
Series 65 - Uniform Investment Adviser Law Examination
BC
Issued 10/13/1998
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 09/22/2004
Series 7 - General Securities Representative Examination
BC
Issued 10/06/1998
Series 6 - Investment Company Products/Variable Contracts Representative Examination
Active
Inactive
F
FINRA
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