Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Michelle? Claim Your ProfileMichelle Lister is a financial professional with over 14 years of experience in the industry. Michelle is currently registered with LPL Financial LLC as a Registered Representative and Investment Advisor Representative. Michelle has also previously worked with CHARLES SCHWAB & CO., INC., TRANSAMERICA CAPITAL, INC., U.S. BANCORP INVESTMENTS, INC. and INTERSECURITIES, INC.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Consulting and other non-discretionary advisory services
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
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2
CA
06/04/2024 - Present
LPL Financial LLC (SAN DIEGO CA)
CO
11/19/2021 - 01/10/2024
CHARLES SCHWAB & CO., INC. (Lone Tree CO)
CO
12/02/2010 - 11/10/2021
TRANSAMERICA CAPITAL, INC. (DENVER CO)
CO
12/05/2008 - 11/26/2010
U.S. BANCORP INVESTMENTS, INC. (ENGLEWOOD CO)
CO
08/29/2008 - 10/02/2008
INTERSECURITIES, INC. (LONE TREE CO)
BOTH
Issued 11/16/2009
Series 66 - Uniform Combined State Law Examination
BC
Issued 04/25/2009
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 06/04/2024
Series 99TO - Operations Professional Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 09/15/2009
Series 7 - General Securities Representative Examination
BC
Issued 08/28/2008
Series 6 - Investment Company Products/Variable Contracts Representative Examination
Active
Inactive
F
FINRA
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