Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Michelle? Claim Your ProfileMichelle Adler is a registered representative with Citigroup Global Markets Inc. Michelle has been in the financial services industry since 2003. Michelle has a wide range of experience in the financial services industry. Michelle has held positions at several firms, including J.P. Morgan Securities LLC, National Securities Corporation, and BANC of America Investment Services, Inc. Michelle has a broad range of licenses, including Series 7, 63 and 65. Michelle also holds licenses in several states. Michelle is currently registered as an investment advisor representative in New Jersey and New York. Michelle is a member of FINRA and is also a member of several other professional organizations.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Asset allocation advice
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
A percentage of the total value of assets under management is charged.
1
2
FL
08/17/2021 - Present
Citigroup Global Markets Inc. (Coral Springs FL)
NY
02/08/2017 - 12/04/2017
NATIONAL SECURITIES CORPORATION (NEW YORK NY)
NY
10/01/2012 - 10/21/2015
J.P. MORGAN SECURITIES LLC (NEW YORK NY)
NY
08/25/2009 - 10/01/2012
CHASE INVESTMENT SERVICES CORP. (NEW YORK NY)
FL
08/30/2006 - 02/25/2009
BANC OF AMERICA INVESTMENT SERVICES, INC. (BOCA RATON FL)
IL
10/20/2003 - 12/31/2004
CHASE INVESTMENT SERVICES CORP. (CHICAGO IL)
NY
10/02/1997 - 11/09/2001
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED (NEW YORK NY)
IA
Issued 10/14/2009
Series 65 - Uniform Investment Adviser Law Examination
BC
Issued 08/22/1997
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 07/10/1997
Series 7 - General Securities Representative Examination
Active
Inactive
B
BOX Exchange LLC
C
Cboe BYX Exchange, Inc.
C
Cboe BZX Exchange, Inc.
C
Cboe C2 Exchange, Inc.
C
Cboe EDGA Exchange, Inc.
C
Cboe EDGX Exchange, Inc.
C
Cboe Exchange, Inc.
F
FINRA
I
Investors' Exchange LLC
M
MIAX Emerald, LLC
M
MIAX PEARL, LLC
M
Miami International Securities Exchange, LLC
N
NYSE American LLC
N
NYSE Arca, Inc.
N
NYSE Chicago, Inc.
N
NYSE National, Inc.
N
Nasdaq BX, Inc.
N
Nasdaq GEMX, LLC
N
Nasdaq ISE, LLC
N
Nasdaq MRX, LLC
N
Nasdaq PHLX LLC
N
Nasdaq Stock Market
N
New York Stock Exchange
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