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Michelle A Chin

Morgan Stanley & Co. LLC

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About Michelle A Chin

Michelle Chin is a financial professional with over 17 years of experience in the financial services industry. Michelle currently works at Morgan Stanley & Co. LLC, where she has been registered since April 2022. Michelle previously worked at TRADITION SECURITIES AND DERIVATIVES INC., STANDARD CREDIT SECURITIES INC., TRADITION ASIEL SECURITIES INC., and GARBAN CORPORATES LLC. Michelle holds the Series 79TO, SIE, and Series 62 licenses.

Firm Information

Michelle Chin is currently registered with Morgan Stanley & Co. LLC. Morgan Stanley & Co. LLC is a Limited Liability Company formed on December 3, 1969. It is registered in 53 states and has one approved SEC registration. The firm has been involved in 471 Regulatory Events, 5 Civil Events, and 54 Arbitrations.

Not reported

Assets Under Management

Not reported

Total Clients

462

Total Financial Advisors

Services Offered

Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.

Fee Structure

Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.

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Michelle Chin’s Registration & Firm History

NY

04/28/2022 - Present

Morgan Stanley & Co. LLC (NEW YORK NY)

NY

01/02/2014 - 05/01/2020

TRADITION SECURITIES AND DERIVATIVES INC. (New York NY)

NY

04/03/2012 - 09/25/2014

STANDARD CREDIT SECURITIES INC. (NEW YORK NY)

NY

11/20/2003 - 04/24/2012

TRADITION ASIEL SECURITIES INC. (NEW YORK NY)

NY

02/04/2003 - 11/19/2003

GARBAN CORPORATES LLC (NEW YORK NY)

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Licenses & Designations

BC

Issued 01/02/2023

Series 79TO - Investment Banking Registered Representative Examination

BC

Issued 10/01/2018

SIE - Securities Industry Essentials Examination

BC

Issued 02/03/2003

Series 62 - Corporate Securities Limited Representative Examination

State Registrations

Active

Inactive

SRO Registrations

F

FINRA

N

NYSE American LLC

N

NYSE Chicago, Inc.

N

NYSE National, Inc.

N

Nasdaq Stock Market

N

New York Stock Exchange

Disclosures

There are no public disclosures for Michelle A Chin.
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