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Michele Sachiko Miyakawa

Moelis & Co. LLC

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About Michele Sachiko Miyakawa

Michele Miyakawa is an active advisor at Moelis & Co. LLC in Los Angeles, CA. Michele has been in the industry since March 30, 2000, and is licensed to sell securities in California. Michele has worked at a number of firms prior to Moelis & Co. LLC, including UBS Securities LLC, Donaldson, Lufkin & Jenrette Securities Corporation, and Credit Suisse First Boston Corporation. Michele is a Series 7, Series 63, Series 79TO, Series 99TO and SIE licensed professional.

Firm Information

Michele Miyakawa is currently registered with Moelis & Co. LLC. Moelis & Co. LLC is a Limited Liability Company that was formed on June 12, 2007. The firm is registered with the SEC and in all 50 states, as well as the District of Columbia and Puerto Rico.

Not reported

Assets Under Management

Not reported

Total Clients

154

Total Financial Advisors

Services Offered

Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.

Fee Structure

Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.

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Michele Miyakawa’s Registration & Firm History

CA

12/13/2007 - Present

Moelis & Co. LLC (LOS ANGELES CA)

CA

09/18/2007 - 12/19/2007

MERCANTI SECURITIES, LLC (LOS ANGELES CA)

CA

03/28/2006 - 03/02/2007

UBS SECURITIES LLC (LOS ANGELES CA)

NY

06/03/2005 - 12/16/2005

UBS SECURITIES LLC (NEW YORK NY)

NY

07/11/2001 - 02/25/2004

UBS SECURITIES LLC (NEW YORK NY)

NY

12/18/2000 - 03/05/2001

CREDIT SUISSE FIRST BOSTON CORPORATION (NEW YORK NY)

NJ

05/26/2000 - 12/18/2000

DONALDSON, LUFKIN & JENRETTE SECURITIES CORPORATION (JERSEY CITY NJ)

NJ

08/28/1997 - 03/30/2000

DONALDSON, LUFKIN & JENRETTE SECURITIES CORPORATION (JERSEY CITY NJ)

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Licenses & Designations

BC

Issued 09/02/1997

Series 63 - Uniform Securities Agent State Law Examination

BC

Issued 01/02/2023

Series 99TO - Operations Professional Examination

BC

Issued 01/02/2023

Series 79TO - Investment Banking Registered Representative Examination

BC

Issued 10/01/2018

SIE - Securities Industry Essentials Examination

BC

Issued 08/27/1997

Series 7 - General Securities Representative Examination

State Registrations

Active

Inactive

SRO Registrations

F

FINRA

Disclosures

There are no public disclosures for Michele Sachiko Miyakawa.
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