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Michele Rossi

Pruco Securities, LLC

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About Michele Rossi

Michele Rossi is a financial advisor with Pruco Securities, LLC, based in Basking Ridge, NJ. Michele is a licensed professional with over 27 years of experience in the financial services industry. Michele is registered to offer investment advice in Connecticut and New Jersey.

Firm Information

Michele Rossi is currently registered with Pruco Securities, LLC. Pruco Securities, LLC is a Limited Liability Company formed in 2003 and headquartered in Newark, NJ. The firm provides investment advisory services including selection of other advisers. They primarily serve high-net-worth individuals, individuals other than high-net-worth, corporations or other businesses, and trust and estate accounts. Pruco Securities, LLC is registered with the SEC and all 50 states and has over 113,000 accounts under management.
Pruco Securities, LLC

751 BROAD STREET

NEWARK, NJ 07102-3777

$16.38B

Assets Under Management

2,286

Total Clients

3,605

Total Financial Advisors

Services Offered

Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.

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selection of other advisors

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Fee Structure

Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.

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other

Compensation from lpl enterprise, llc

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Michele Rossi’s Registration & Firm History

NJ

07/07/2020 - Present

Pruco Securities, LLC (Basking Ridge NJ)

NY

09/30/2005 - 03/31/2008

MERCER ALLIED COMPANY, L.P. (ALBANY NY)

NJ

06/16/2000 - 08/15/2005

PRUCO SECURITIES, LLC. (NEWARK NJ)

NA

06/19/1985 - 07/30/1993

JOHN HANCOCK MUTUAL LIFE INSURANCE COMPANY

NA

06/19/1985 - 12/31/1990

JOHN HANCOCK DISTRIBUTORS, INC.

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Licenses & Designations

IA

Issued 06/22/2009

Series 65 - Uniform Investment Adviser Law Examination

BC

Issued 02/04/2005

Series 63 - Uniform Securities Agent State Law Examination

BC

Issued 02/16/2001

Series 26 - Investment Company Products/Variable Contracts Principal Examination

BC

Issued 10/01/2018

SIE - Securities Industry Essentials Examination

BC

Issued 06/15/2000

Series 6 - Investment Company Products/Variable Contracts Representative Examination

State Registrations

Active

Inactive

SRO Registrations

F

FINRA

Disclosures

There are no public disclosures for Michele Rossi.
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