Unclaimed
Michele Rossi is a financial advisor with Pruco Securities, LLC, based in Basking Ridge, NJ. Michele is a licensed professional with over 27 years of experience in the financial services industry. Michele is registered to offer investment advice in Connecticut and New Jersey.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Helps you choose top advisors aligned with your financial goals.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Compensation from lpl enterprise, llc
1
2
NJ
07/07/2020 - Present
Pruco Securities, LLC (Basking Ridge NJ)
NY
09/30/2005 - 03/31/2008
MERCER ALLIED COMPANY, L.P. (ALBANY NY)
NJ
06/16/2000 - 08/15/2005
PRUCO SECURITIES, LLC. (NEWARK NJ)
NA
06/19/1985 - 07/30/1993
JOHN HANCOCK MUTUAL LIFE INSURANCE COMPANY
NA
06/19/1985 - 12/31/1990
JOHN HANCOCK DISTRIBUTORS, INC.
IA
Issued 06/22/2009
Series 65 - Uniform Investment Adviser Law Examination
BC
Issued 02/04/2005
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 02/16/2001
Series 26 - Investment Company Products/Variable Contracts Principal Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 06/15/2000
Series 6 - Investment Company Products/Variable Contracts Representative Examination
Active
Inactive
F
FINRA
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