Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Michele? Claim Your ProfileMichele Rook is a financial advisor with over 20 years of experience in the industry. Michele is currently registered with Stephens in Arkansas and Texas, and has also held previous roles at Morgan Stanley, Merrill Lynch, Pierce, Fenner & Smith Incorporated, and Stephens Inc. Michele holds Series 7, 9, 10, 24, 31, 63 and 65 licenses. Michele is a highly experienced advisor who offers a variety of services to individuals, businesses, and organizations.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
Fees calculated based on the performance of your investments relative to a benchmark.
1
2
AR
10/02/2024 - Present
Stephens (LITTLE ROCK AR)
AR
03/15/2016 - 03/10/2022
STEPHENS (LITTLE ROCK AR)
AR
01/19/2016 - 04/07/2016
MORGAN STANLEY (LITTLE ROCK AR)
AR
08/29/2000 - 01/04/2016
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED (LITTLE ROCK AR)
AR
03/15/2000 - 08/29/2000
STEPHENS INC. (LITTLE ROCK AR)
IA
Issued 12/22/2000
Series 65 - Uniform Investment Adviser Law Examination
BC
Issued 04/11/2000
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 06/07/2016
Series 24 - General Securities Principal Examination
BC
Issued 03/23/2015
Series 10 - General Securities Sales Supervisor - General Module Examination
BC
Issued 09/22/2014
Series 9 - General Securities Sales Supervisor - Options Module Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 05/26/2015
Series 31 - Futures Managed Funds Examination
BC
Issued 03/13/2000
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
N
NYSE American LLC
N
Nasdaq Stock Market
N
New York Stock Exchange
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