Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Michele? Claim Your ProfileMichele Ellis has been in the financial services industry since November 2, 2000. Michele is currently registered with Pimco Investments LLC. Michele holds Series 6, 7, 24, 63, and SIE licenses, along with the Uniform Investment Adviser Law Examination. Prior to joining Pimco Investments LLC, Michele worked at Northwestern Mutual Investment Services, LLC and Allianz Global Investors Distributors LLC.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
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2
TX
09/30/2022 - Present
Pimco Investments LLC (Austin TX)
NC
12/21/2021 - 09/01/2022
NORTHWESTERN MUTUAL INVESTMENT SERVICES, LLC (DURHAM NC)
CA
02/14/2011 - 08/24/2020
PIMCO INVESTMENTS LLC (NEWPORT BEACH CA)
NY
06/11/1999 - 02/14/2011
ALLIANZ GLOBAL INVESTORS DISTRIBUTORS LLC (NEW YORK NY)
IA
Issued 09/13/2001
Series 65 - Uniform Investment Adviser Law Examination
BC
Issued 08/12/1999
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 10/18/2007
Series 24 - General Securities Principal Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 05/17/2007
Series 7 - General Securities Representative Examination
BC
Issued 06/10/1999
Series 6 - Investment Company Products/Variable Contracts Representative Examination
Active
Inactive
F
FINRA
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