Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Michele? Claim Your ProfileMichele Schroeder is a financial advisor with Ameriprise Financial Services, LLC. Michele has been in the financial services industry since 1982. Michele has a series of licenses and registrations including Series 7, Series 5, Series 31, SIE, Series 63, and Series 65. Michele has previously worked at UBS Financial Services Inc., Morgan Stanley & Co. Incorporated, Morgan Stanley DW Inc., Dean Witter Reynolds Inc., Schill Securities, Inc., LT Securities, Inc., and Shearson Lehman Brothers Inc. Ameriprise Financial Services, LLC offers a wide range of services to individuals, families, and businesses, including financial planning, investment management, and retirement planning.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Asset allocation services
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
A percentage of the total value of assets under management is charged.
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2
WA
03/23/2016 - Present
Ameriprise Financial Services, LLC (Tacoma WA)
WA
12/05/2008 - 02/09/2016
UBS FINANCIAL SERVICES INC. (TACOMA WA)
WA
04/02/2007 - 12/26/2008
MORGAN STANLEY & CO. INCORPORATED (TACOMA WA)
WA
10/22/1991 - 04/02/2007
MORGAN STANLEY DW INC. (TACOMA WA)
NY
03/02/1989 - 02/22/1990
DEAN WITTER REYNOLDS INC. (PURCHASE NY)
NA
08/26/1988 - 03/14/1989
SCHILL SECURITIES, INC.
CO
10/20/1987 - 09/13/1988
L T SECURITIES, INC. (ENGLEWOOD CO)
NY
04/15/1981 - 09/22/1987
SHEARSON LEHMAN BROTHERS INC. (NEW YORK NY)
NA
02/23/1981 - 05/10/1981
BACHE HALSEY STUART SHIELDS INCORPORATED
IA
Issued 10/18/2003
Series 65 - Uniform Investment Adviser Law Examination
BC
Issued 07/11/1984
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 11/21/2006
Series 31 - Futures Managed Funds Examination
BC
Issued 10/17/1981
Series 5 - Interest Rate Options Examination
BC
Issued 02/21/1981
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
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