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Michele Lynn O'Connor

Raymond James Financial Services, Inc.

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About Michele Lynn O'Connor

Michele O'Connor is a financial advisor with Raymond James Financial Services, Inc. Michele has been working in the financial services industry since 1996. Michele has a strong background in the industry and is registered in 30 states. Michele's current branch location is in Chippewa Falls, WI.

Firm Information

Michele O'Connor is currently registered with Raymond James Financial Services, Inc.. Raymond James Financial Services, Inc. is a Corporation that was formed on September 12, 1973. The firm is registered in 53 states and is also registered with the SEC. The firm has been involved in 125 regulatory events and 76 arbitrations.

Not reported

Assets Under Management

Not reported

Total Clients

568

Total Financial Advisors

Services Offered

Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.

Fee Structure

Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.

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Michele O'Connor’s Registration & Firm History

WI

12/08/2004 - Present

Raymond James Financial Services, Inc. (CHIPPEWA FALLS WI)

MO

04/18/2000 - 01/07/2005

EDWARD JONES (ST. LOUIS MO)

MN

07/26/1996 - 03/17/1999

JOHN G. KINNARD AND COMPANY, INCORPORATED (MINNEAPOLIS MN)

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Licenses & Designations

BC

Issued 08/12/1996

Series 63 - Uniform Securities Agent State Law Examination

BC

Issued 11/19/2015

Series 24 - General Securities Principal Examination

BC

Issued 10/01/2018

SIE - Securities Industry Essentials Examination

BC

Issued 07/25/1996

Series 7 - General Securities Representative Examination

State Registrations

Active

Inactive

SRO Registrations

F

FINRA

Disclosures

There are no public disclosures for Michele Lynn O'Connor.
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