Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Michele? Claim Your ProfileMichele Herzberg is an active investment advisor representative with Raymond James & Associates, Inc. Michele is also registered as an investment advisor representative in Arizona. Michele has been in the securities industry since 1997. Michele has a strong background with experience at various firms including USAA Financial Advisors, Inc., Lucia Securities, LLC, and Merrill Lynch, Pierce, Fenner & Smith Incorporated. The individual also has experience in financial planning, pension consulting, and educational seminars.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Please see note in schedule d - miscellaneous
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
1
2
FL
03/27/2023 - Present
Raymond James & Associates, Inc. (ST. PETERSBURG FL)
AZ
08/17/2018 - 07/17/2019
USAA FINANCIAL ADVISORS, INC. (PHOENIX AZ)
AZ
11/30/2016 - 03/19/2018
LUCIA SECURITIES, LLC (Scottsdale AZ)
AZ
01/19/2016 - 06/01/2016
UNITED PLANNERS' FINANCIAL SERVICES OF AMERICA A LIMITED PARTNER (SCOTTSDALE AZ)
AZ
11/19/2013 - 08/18/2015
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED (CHANDLER AZ)
AZ
02/06/1998 - 01/23/2013
CHARLES SCHWAB & CO., INC. (PHOENIX AZ)
CO
11/04/1996 - 01/02/1997
D.E. FREY & COMPANY, INC. (DENVER CO)
MD
06/24/1996 - 09/27/1996
THE ADVISORS GROUP, INC. (BETHESDA MD)
CA
04/27/1995 - 01/31/1996
BA INVESTMENT SERVICES, INC. (OAKLAND CA)
IL
05/21/1992 - 03/02/1995
NIKE SECURITIES L.P. (WHEATON IL)
BOTH
Issued 09/18/2006
Series 66 - Uniform Combined State Law Examination
BC
Issued 07/09/1992
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 05/30/2000
Series 9 - General Securities Sales Supervisor - Options Module Examination
BC
Issued 05/22/2000
Series 10 - General Securities Sales Supervisor - General Module Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 07/27/1995
Series 7 - General Securities Representative Examination
BC
Issued 05/19/1992
Series 6 - Investment Company Products/Variable Contracts Representative Examination
Active
Inactive
F
FINRA
N
NYSE American LLC
N
Nasdaq PHLX LLC
N
Nasdaq Stock Market
N
New York Stock Exchange
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