Unclaimed
Michele Conner has been working in the financial industry since 2012. Michele currently works at Vanguard Marketing Corp., a firm based in Malvern, PA. Michele is registered with FINRA as an agent and is also a registered investment advisor in Pennsylvania. Michele has the SIE, Series 6, Series 6TO, and Series 63 licenses. Previously, Michele worked at EMPOWER FINANCIAL SERVICES, INC. in Greenwood Village, CO and also previously at Vanguard Marketing Corporation in Malvern, PA.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
1
2
PA
05/04/2023 - Present
Vanguard Marketing Corp. (MALVERN PA)
CO
02/24/2020 - 05/02/2023
EMPOWER FINANCIAL SERVICES, INC. (GREENWOOD VILLAGE CO)
PA
03/02/1992 - 04/30/1999
VANGUARD MARKETING CORPORATION (MALVERN PA)
BC
Issued 06/09/2020
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 02/24/2020
SIE - Securities Industry Essentials Examination
BC
Issued 02/07/2020
Series 6TO - Investment Company Products/Variable Contracts Representative Examination
BC
Issued 02/28/1992
Series 6 - Investment Company Products/Variable Contracts Representative Examination
Active
Inactive
F
FINRA
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