Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Michele? Claim Your ProfileMichele Romer has been in the financial services industry since June 24, 2005. Currently, Michele is a registered representative with Fidelity Brokerage Services LLC and has been with the firm since June 30, 2021. Previously, Michele has worked for Northwestern Mutual Investment Services, LLC, Money Management Advisory, Inc., Pershing LLC, Lockwood Financial Services, Inc. and EMAT Securities, Inc.. Michele is licensed to sell securities in 53 states and is a licensed broker in Pennsylvania. Michele has a Series 7, Series 66 and SIE.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
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2
RI
06/30/2021 - Present
Fidelity Brokerage Services LLC (SMITHFIELD RI)
PA
06/18/2018 - 03/31/2021
NORTHWESTERN MUTUAL INVESTMENT SERVICES, LLC (KNG OF PRUSSIA PA)
PA
03/14/2016 - 12/07/2016
MONEY MANAGEMENT ADVISORY, INC. (FEASTERVILLE PA)
PA
12/15/2003 - 03/14/2014
PERSHING LLC (KING OF PRUSSIA PA)
PA
01/06/2003 - 12/15/2003
LOCKWOOD FINANCIAL SERVICES, INC. (MALVERN PA)
PA
09/11/2001 - 12/31/2002
EMAT SECURITIES, INC. (MALVERN PA)
BOTH
Issued 04/02/2002
Series 66 - Uniform Combined State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 09/10/2001
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
N
New York Stock Exchange
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