Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Michele? Claim Your ProfileMichele Dubois has been a registered representative for over 27 years. Michele is a licensed investment advisor representative in Florida, and has a Series 65 license for investment advisory services. Michele is currently employed by Merrill Lynch, Pierce, Fenner & Smith Inc., and is registered with FINRA and with the state of Texas. Michele has an extensive background in the securities industry and has held various positions at Bank of America, NA and Merrill Lynch, Pierce, Fenner & Smith Incorporated. Michele is licensed in over 50 states and specializes in securities and investments, variable life insurance, mutual funds, annuities, fixed insurance and retirement planning.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Performance measurement reports, allocation modeling, ips, research reports and services, see schedule d
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
1
2
FL
01/09/2002 - Present
Merrill Lynch, Pierce, Fenner & Smith Inc. (GAINESVILLE FL)
IA
Issued 7/15/2002
Series 65 - Uniform Investment Adviser Law Examination
BC
Issued 1/14/1997
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 4/4/2022
Series 10 - General Securities Sales Supervisor - General Module Examination
BC
Issued 1/16/2022
Series 9 - General Securities Sales Supervisor - Options Module Examination
BC
Issued 10/1/2018
SIE - Securities Industry Essentials Examination
BC
Issued 4/9/1996
Series 7 - General Securities Representative Examination
Active
Inactive
C
Cboe BYX Exchange, Inc.
C
Cboe BZX Exchange, Inc.
C
Cboe Exchange, Inc.
F
FINRA
I
Investors' Exchange LLC
N
Nasdaq Stock Market
N
New York Stock Exchange
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