Unclaimed
Michele Guzman is a financial professional who has been in the industry since December 7, 2015. Michele is currently registered with Nylife Securities LLC and holds a Series 6, Series 7TO, Series 63 and SIE license. Michele is licensed in Texas and Michigan. Previously, Michele was registered with NYLIFE SECURITIES LLC from November 24, 2015 to August 10, 2021.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
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2
TX
08/25/2021 - Present
Nylife Securities LLC (CORPUS CHRISTI TX)
TX
11/24/2015 - 08/10/2021
NYLIFE SECURITIES LLC (CORPUS CHRISTI TX)
BC
Issued 01/30/2016
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 06/10/2022
Series 7TO - General Securities Representative Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 11/24/2015
Series 6 - Investment Company Products/Variable Contracts Representative Examination
Active
Inactive
F
FINRA
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