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Michele Guzman

Nylife Securities LLC

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About Michele Guzman

Michele Guzman is a financial professional who has been in the industry since December 7, 2015. Michele is currently registered with Nylife Securities LLC and holds a Series 6, Series 7TO, Series 63 and SIE license. Michele is licensed in Texas and Michigan. Previously, Michele was registered with NYLIFE SECURITIES LLC from November 24, 2015 to August 10, 2021.

Firm Information

Michele Guzman is currently registered with Nylife Securities LLC. Nylife Securities LLC is a Limited Liability Company formed in 2007, registered in 51 states and the SEC. The firm has been involved in 13 regulatory events and 7 arbitrations.

Not reported

Assets Under Management

Not reported

Total Clients

4,464

Total Financial Advisors

Services Offered

Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.

Fee Structure

Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.

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Michele Guzman’s Registration & Firm History

TX

08/25/2021 - Present

Nylife Securities LLC (CORPUS CHRISTI TX)

TX

11/24/2015 - 08/10/2021

NYLIFE SECURITIES LLC (CORPUS CHRISTI TX)

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Licenses & Designations

BC

Issued 01/30/2016

Series 63 - Uniform Securities Agent State Law Examination

BC

Issued 06/10/2022

Series 7TO - General Securities Representative Examination

BC

Issued 10/01/2018

SIE - Securities Industry Essentials Examination

BC

Issued 11/24/2015

Series 6 - Investment Company Products/Variable Contracts Representative Examination

State Registrations

Active

Inactive

SRO Registrations

F

FINRA

Disclosures

There are no public disclosures for Michele Guzman.
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