Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Michele? Claim Your ProfileMichele Swart is a financial professional with over 20 years of experience in the industry. Michele is currently registered with Capfinancial Securities, LLC in Raleigh, NC. Michele is licensed in North Carolina and holds the Series 6, Series 63 and SIE licenses. Michele previously worked for H.D. VEST INVESTMENT SERVICES in Raleigh, NC.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
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NC
03/21/2007 - Present
Capfinancial Securities, LLC (RALEIGH NC)
NC
07/18/2003 - 03/29/2007
H.D. VEST INVESTMENT SERVICES (RALEIGH NC)
BC
Issued 12/31/2003
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 07/17/2003
Series 6 - Investment Company Products/Variable Contracts Representative Examination
Active
Inactive
F
FINRA
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