Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Michele? Claim Your ProfileMichele Baum is a registered representative with Citizens JMP Securities, LLC. Michele has been in the securities industry since April 20, 2013 and holds the Series 63, SIE, Series 7, Series 79 and Series 24 licenses. Michele was previously registered with Citizens Capital Markets and Mizuho Securities USA LLC.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
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NC
08/01/2023 - Present
Citizens JMP Securities, LLC (CHARLOTTE NC)
NC
07/27/2018 - 08/01/2023
CITIZENS CAPITAL MARKETS (CHARLOTTE NC)
NY
04/07/2015 - 06/04/2018
MIZUHO SECURITIES USA LLC (NEW YORK NY)
CT
02/28/2013 - 04/10/2015
RBS SECURITIES INC. (STAMFORD CT)
BC
Issued 04/25/2013
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 12/18/2023
Series 24 - General Securities Principal Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 01/17/2017
Series 7 - General Securities Representative Examination
BC
Issued 02/26/2013
Series 79 - Investment Banking Registered Representative Examination
Active
Inactive
F
FINRA
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