Unclaimed
Michele O'Connor has been in the financial services industry since 1997. Michele is currently registered with Nylife Distributors LLC, in New York, New York. Michele has a Series 6, Series 7, Series 24, and Series 63 license. Michele's previous employers include NYLIFE SECURITIES INC. and MML INVESTORS SERVICES, INC..
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
1
2
NY
11/03/1999 - Present
Nylife Distributors LLC (NEW YORK NY)
NY
11/18/1998 - 03/15/2006
NYLIFE SECURITIES INC. (NEW YORK NY)
MA
11/06/1997 - 07/22/1998
MML INVESTORS SERVICES, INC. (SPRINGFIELD MA)
BC
Issued 03/02/2000
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 05/12/2010
Series 24 - General Securities Principal Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 03/24/2000
Series 7 - General Securities Representative Examination
BC
Issued 11/05/1997
Series 6 - Investment Company Products/Variable Contracts Representative Examination
Active
Inactive
F
FINRA
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