Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Michele? Claim Your ProfileMichele Vobach is a registered representative with Hilltop Securities Inc. with over 30 years of experience in the financial industry. Michele has held previous positions with UBS Financial Services Inc., UBS Securities LLC, BOFA Securities, Inc. and Merrill Lynch, Pierce, Fenner & Smith Incorporated. Michele is a Series 7, 52, 53, 63 and SIE licensed advisor. Michele's current registration scope is active in all states.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Personalized portfolio management to meet individual financial objectives.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
A percentage of the total value of assets under management is charged.
12b-1 fees
1
2
TX
01/10/2024 - Present
Hilltop Securities Inc. (DALLAS TX)
TX
07/20/2021 - 02/02/2024
UBS FINANCIAL SERVICES INC. (Dallas TX)
TX
08/19/2021 - 11/03/2023
UBS SECURITIES LLC (DALLAS TX)
TX
05/10/2019 - 07/19/2021
BOFA SECURITIES, INC. (DALLAS TX)
TX
10/21/2002 - 05/10/2019
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED (DALLAS TX)
NY
11/21/1989 - 09/25/2002
GOLDMAN, SACHS & CO. (NEW YORK NY)
BC
Issued 06/22/2001
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 12/30/2013
Series 53 - Municipal Securities Principal Examination
BC
Issued 01/02/2023
Series 52TO - Municipal Securities Representative Examination
BC
Issued 01/02/2023
Series 79TO - Investment Banking Registered Representative Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 11/18/1989
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
N
Nasdaq Stock Market
N
New York Stock Exchange
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