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This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Michele? Claim Your ProfileMichele Elizabeth Riordan is a financial advisor registered with LPL Financial LLC. Michele has been in the financial services industry for over 26 years. Michele is registered with the Securities and Exchange Commission (SEC) as an investment advisor representative and has a Series 63, Series 65, and Series 24 license. Michele also holds the Series 6, Series 7, and SIE licenses. She is registered to provide investment advisory services in Texas and as a broker-dealer in 28 states. Michele's firm, LPL Financial LLC, is headquartered in Fort Mill, South Carolina and has been in business for over 40 years. LPL Financial LLC provides a variety of financial services to individuals, families, businesses, and institutions.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Consulting and other non-discretionary advisory services
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
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AZ
03/02/2007 - Present
LPL Financial LLC (PHOENIX AZ)
AZ
08/05/1998 - 03/05/2003
ROYAL ALLIANCE ASSOCIATES, INC. (SCOTTSDALE AZ)
MD
07/01/1996 - 08/12/1998
T. ROWE PRICE INVESTMENT SERVICES, INC. (BALTIMORE MD)
IA
Issued 08/21/1998
Series 65 - Uniform Investment Adviser Law Examination
BC
Issued 09/04/1996
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 05/23/2003
Series 24 - General Securities Principal Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 10/28/1998
Series 7 - General Securities Representative Examination
BC
Issued 06/28/1996
Series 6 - Investment Company Products/Variable Contracts Representative Examination
Active
Inactive
F
FINRA
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