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Michele Elizabeth Dura

Pershing LLC

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About Michele Elizabeth Dura

Michele Elizabeth Dura is a financial professional with over 26 years of experience in the securities industry. Michele has a Series 7, Series 9, Series 10, Series 52TO, and Series 63 licenses and has been registered in Florida and New Jersey. Michele is currently registered with Pershing LLC. Previous employers include Charles Schwab & Co., Inc.

Firm Information

Michele Dura is currently registered with Pershing LLC. Pershing LLC is a Limited Liability Company formed in January 2003. The firm is registered in all 50 states, the District of Columbia, Puerto Rico, and the Virgin Islands. They have one approved SEC registration and 53 approved state registrations.

Not reported

Assets Under Management

Not reported

Total Clients

692

Total Financial Advisors

Services Offered

Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.

Fee Structure

Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.

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Michele Dura’s Registration & Firm History

FL

12/05/2023 - Present

Pershing LLC (LAKE MARY FL)

FL

12/19/1996 - 11/17/2023

CHARLES SCHWAB & CO., INC. (Orlando FL)

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Licenses & Designations

BC

Issued 01/08/1997

Series 63 - Uniform Securities Agent State Law Examination

BC

Issued 12/18/2000

Series 10 - General Securities Sales Supervisor - General Module Examination

BC

Issued 11/15/2000

Series 9 - General Securities Sales Supervisor - Options Module Examination

BC

Issued 01/25/2024

Series 52TO - Municipal Securities Representative Examination

BC

Issued 10/01/2018

SIE - Securities Industry Essentials Examination

BC

Issued 12/03/1996

Series 7 - General Securities Representative Examination

State Registrations

Active

Inactive

SRO Registrations

B

BOX Exchange LLC

C

Cboe C2 Exchange, Inc.

C

Cboe Exchange, Inc.

F

FINRA

I

Investors' Exchange LLC

M

MIAX Emerald, LLC

M

MIAX PEARL, LLC

M

MIAX Sapphire

M

Miami International Securities Exchange, LLC

N

NYSE American LLC

N

NYSE Arca, Inc.

N

NYSE Chicago, Inc.

N

NYSE National, Inc.

N

Nasdaq BX, Inc.

N

Nasdaq GEMX, LLC

N

Nasdaq ISE, LLC

N

Nasdaq MRX, LLC

N

Nasdaq PHLX LLC

N

Nasdaq Stock Market

N

New York Stock Exchange

Disclosures

There are no public disclosures for Michele Elizabeth Dura.
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