Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Michele? Claim Your ProfileMichele Ann Otto has been a registered representative for over 20 years and is currently affiliated with UBS Financial Services Inc. Michele has worked in the financial industry since 2001, and holds a variety of licenses and registrations, including Series 7, 9, 10, 31, 63, 66, and SIE. Michele focuses on providing financial planning, portfolio management, and securities brokerage services to individuals, corporations, and trusts. Michele is located in Lincoln, Nebraska and services clients throughout the region. Prior to joining UBS Financial Services Inc., Michele was with PIPER JAFFRAY & CO.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
See schedule d - miscellaneous
1
2
NE
08/12/2006 - Present
UBS Financial Services Inc. (Lincoln NE)
NE
09/07/2001 - 08/12/2006
PIPER JAFFRAY & CO. (LINCOLN NE)
BOTH
Issued 04/14/2004
Series 66 - Uniform Combined State Law Examination
BC
Issued 09/25/2001
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 08/06/2004
Series 10 - General Securities Sales Supervisor - General Module Examination
BC
Issued 07/12/2004
Series 9 - General Securities Sales Supervisor - Options Module Examination
BC
Issued 06/21/2024
Series 99TO - Operations Professional Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 10/28/2004
Series 31 - Futures Managed Funds Examination
BC
Issued 09/06/2001
Series 7 - General Securities Representative Examination
Active
Inactive
B
BOX Exchange LLC
C
Cboe Exchange, Inc.
F
FINRA
N
NYSE American LLC
N
NYSE Arca, Inc.
N
NYSE Chicago, Inc.
N
Nasdaq ISE, LLC
N
Nasdaq PHLX LLC
N
Nasdaq Stock Market
N
New York Stock Exchange
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