Unclaimed
Michele Misiti is a financial professional with over 27 years of experience in the securities industry. Michele has a Series 7, Series 63, Series 24, Series 4, and Series 14 license. Michele is currently registered with Alexander Capital, LP. Previously Michele was employed with JOHN THOMAS FINANCIAL, EASTBROOK CAPITAL GROUP LLC, CANTOR FITZGERALD SECURITIES, CHAPDELAINE CORPORATE SECURITIES & CO, LIBERTY BROKERAGE INC, and GRUNTAL & CO. INCORPORATED.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
1
2
NY
04/16/2015 - Present
Alexander Capital, LP (STATEN ISLAND NY)
NY
03/30/2009 - 07/05/2013
JOHN THOMAS FINANCIAL (NEW YORK NY)
NY
10/28/1999 - 03/27/2009
EASTBROOK CAPITAL GROUP LLC (NEW YORK NY)
NY
01/10/1997 - 10/05/1998
CANTOR FITZGERALD SECURITIES (NEW YORK NY)
NY
09/03/1996 - 04/20/1998
CHAPDELAINE CORPORATE SECURITIES & CO (NEW YORK NY)
NY
01/16/1995 - 07/16/1996
CHAPDELAINE CORPORATE SECURITIES & CO (NEW YORK NY)
NJ
07/28/1994 - 09/30/1994
LIBERTY BROKERAGE INC. (JERSEY CITY NJ)
NY
02/10/1993 - 01/12/1994
GRUNTAL & CO. INCORPORATED (NEW YORK NY)
IA
Issued 03/14/2008
Series 65 - Uniform Investment Adviser Law Examination
BC
Issued 03/02/1993
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 01/02/2023
Series 14 - Compliance Officer Examination
BC
Issued 05/12/2010
Series 4 - Registered Options Principal Examination
BC
Issued 01/25/2002
Series 24 - General Securities Principal Examination
BC
Issued 01/02/2023
Series 79TO - Investment Banking Registered Representative Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 02/05/1993
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
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