Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Michele? Claim Your ProfileMichele Cole is a financial advisor with Stifel, Nicolaus & Company, Inc. Michele has over 30 years of experience in the financial services industry. Michele is a Series 7, Series 9, Series 10, Series 31, and SIE licensed professional and is registered in 11 states. Prior to joining Stifel, Nicolaus & Company, Inc., Michele was employed at RBC DAIN RAUSCHER INC., DEUTSCHE BANK SECURITIES INC., DB ALEX. BROWN LLC, and ALEX. BROWN & SONS INCORPORATED. Michele specializes in providing financial advice to individuals, corporations, and businesses.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
1
2
MD
08/10/2007 - Present
Stifel, Nicolaus & Company, Inc. (HUNT VALLEY MD)
MD
11/26/2004 - 08/30/2007
RBC DAIN RAUSCHER INC. (BALTIMORE MD)
NY
01/13/2001 - 12/14/2004
DEUTSCHE BANK SECURITIES INC. (NEW YORK NY)
MD
09/01/1997 - 01/13/2001
DB ALEX. BROWN LLC (BALTIMORE MD)
NA
06/18/1991 - 09/01/1997
ALEX. BROWN & SONS INCORPORATED
NA
06/03/1988 - 10/17/1988
THOMSON MCKINNON SECURITIES INC.
BC
Issued 05/14/1996
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 01/28/2008
Series 9 - General Securities Sales Supervisor - Options Module Examination
BC
Issued 12/27/2007
Series 10 - General Securities Sales Supervisor - General Module Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 06/20/2005
Series 31 - Futures Managed Funds Examination
BC
Issued 05/21/1988
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
N
NYSE American LLC
N
Nasdaq PHLX LLC
N
Nasdaq Stock Market
N
New York Stock Exchange
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