Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Michel? Claim Your ProfileMichel Tsaparlis is a financial advisor at Kovack Advisors, Inc. Michel has been in the financial services industry since 1994. The advisor has worked for several other firms including Investcorp, Inc., Newbridge Securities Corporation, First Union Securities Financial Network, Inc., Commonwealth Financial Network and Fidelity Brokerage Services, Inc. Michel is a registered investment advisor in Florida and Indiana and has the Series 7, 63, 24, 4, 55, 65, SIE, 57TO and 79TO securities licenses. Michel specializes in providing financial planning and investment management services to individuals, businesses, corporations, high-net-worth individuals, insurance companies, pension and profit-sharing plans, and state or municipal government entities.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
A percentage of the total value of assets under management is charged.
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2
FL
01/01/2025 - Present
Kovack Advisors, Inc. (FT. LAUDERDALE FL)
FL
03/18/2005 - 05/25/2012
INVESTACORP, INC. (MIAMI FL)
FL
05/07/2003 - 11/15/2004
NEWBRIDGE SECURITIES CORPORATION (BOCA RATON FL)
MO
03/22/2000 - 11/08/2001
FIRST UNION SECURITIES FINANCIAL NETWORK, INC. (ST. LOUIS MO)
MA
08/22/1995 - 03/10/2000
COMMONWEALTH FINANCIAL NETWORK (WALTHAM MA)
MA
02/07/1995 - 04/11/1995
COMMONWEALTH EQUITY SERVICES, INC. (WALTHAM MA)
RI
01/19/1993 - 08/24/1994
FIDELITY BROKERAGE SERVICES, INC. (SMITHFIELD RI)
MN
06/25/1990 - 01/13/1993
AMERICAN EXPRESS FINANCIAL ADVISORS INC. (MINNEAPOLIS MN)
MN
06/25/1990 - 01/13/1993
IDS LIFE INSURANCE COMPANY (MINNEAPOLIS MN)
IA
Issued 02/03/2009
Series 65 - Uniform Investment Adviser Law Examination
BC
Issued 05/25/1990
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 12/02/2003
Series 4 - Registered Options Principal Examination
BC
Issued 10/23/2000
Series 24 - General Securities Principal Examination
BC
Issued 01/02/2023
Series 79TO - Investment Banking Registered Representative Examination
BC
Issued 01/02/2023
Series 57TO - Securities Trader Exam
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 02/28/2000
Series 55 - Limited Representative-Equity Trader Exam
BC
Issued 06/21/1990
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
N
Nasdaq Stock Market
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