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Michel Pulido

Safra Securities LLC

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About Michel Pulido

Michel Pulido is a financial professional who is currently registered with Safra Securities LLC. Michel has been in the securities industry for over eight years. Michel has been registered in Florida since 2015 and holds both Series 7 and Series 63 licenses, as well as the SIE exam. In addition, Michel holds the Series 65 license. Michel has previously worked with BCI Securities, Inc. and Truist Investment Services, Inc..

Firm Information

Michel Pulido is currently registered with Safra Securities LLC. Safra Securities LLC, a Limited Liability Company formed in 2009, is registered with the SEC and in 42 states. The firm has been involved in 2 regulatory events and 1 arbitration case.

Not reported

Assets Under Management

Not reported

Total Clients

64

Total Financial Advisors

Services Offered

Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.

Fee Structure

Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.

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Michel Pulido’s Registration & Firm History

FL

04/12/2024 - Present

Safra Securities LLC (AVENTURA FL)

FL

04/29/2022 - 03/12/2024

BCI SECURITIES, INC. (MIAMI FL)

FL

04/20/2016 - 04/28/2022

TRUIST INVESTMENT SERVICES, INC. (CORAL GABLES FL)

GA

03/26/2015 - 02/25/2016

E*TRADE SECURITIES LLC (ALPHARETTA GA)

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Licenses & Designations

IA

Issued 12/04/2017

Series 65 - Uniform Investment Adviser Law Examination

BC

Issued 04/06/2015

Series 63 - Uniform Securities Agent State Law Examination

BC

Issued 10/01/2018

SIE - Securities Industry Essentials Examination

BC

Issued 03/26/2015

Series 7 - General Securities Representative Examination

State Registrations

Active

Inactive

SRO Registrations

F

FINRA

Disclosures

There are no public disclosures for Michel Pulido.
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