Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Michel? Claim Your ProfileMichel Loren Sommer is a financial advisor who has been in the industry since May 15, 2005. Sommer is currently registered as a broker-dealer with Interactive Brokers LLC. Previously, Sommer was a registered representative at BNY Mellon Capital Markets, LLC, Pershing LLC, Deutsche Bank Securities Inc., Leumi Investment Services Inc., and Belle Haven Investments, L.P. Sommer holds Series 7, 24, 52TO, 53, 57, and 63 licenses. Sommer also holds the Uniform Investment Adviser Law Examination (Series 65) license.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
1
2
CT
06/09/2022 - Present
Interactive Brokers LLC (GREENWICH CT)
NY
12/05/2019 - 04/06/2022
BNY MELLON CAPITAL MARKETS, LLC (NEW YORK NY)
NY
12/05/2019 - 04/06/2022
PERSHING LLC (NEW YORK NY)
NY
05/13/2016 - 12/03/2019
DEUTSCHE BANK SECURITIES INC. (NEW YORK NY)
NY
09/04/2008 - 12/03/2015
LEUMI INVESTMENT SERVICES INC. (NEW YORK NY)
NY
07/20/2004 - 06/20/2008
BELLE HAVEN INVESTMENTS, L.P. (WHITE PLAINS NY)
IA
Issued 07/25/2005
Series 65 - Uniform Investment Adviser Law Examination
BC
Issued 08/03/2004
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 12/11/2016
Series 24 - General Securities Principal Examination
BC
Issued 09/22/2011
Series 53 - Municipal Securities Principal Examination
BC
Issued 01/02/2023
Series 52TO - Municipal Securities Representative Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 10/12/2016
Series 57 - Securities Trader Exam
BC
Issued 07/19/2004
Series 7 - General Securities Representative Examination
Active
Inactive
B
BOX Exchange LLC
C
Cboe BYX Exchange, Inc.
C
Cboe BZX Exchange, Inc.
C
Cboe EDGA Exchange, Inc.
C
Cboe EDGX Exchange, Inc.
F
FINRA
I
Investors' Exchange LLC
L
Long-Term Stock Exchange, Inc.
M
MIAX Emerald, LLC
M
MIAX PEARL, LLC
M
Miami International Securities Exchange, LLC
N
NYSE American LLC
N
NYSE Arca, Inc.
N
NYSE Chicago, Inc.
N
NYSE National, Inc.
N
Nasdaq BX, Inc.
N
Nasdaq GEMX, LLC
N
Nasdaq ISE, LLC
N
Nasdaq MRX, LLC
N
Nasdaq PHLX LLC
N
Nasdaq Stock Market
N
New York Stock Exchange
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