Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Michel? Claim Your ProfileMichel Maggio is a financial advisor with Wells Fargo Clearing Services, LLC. Michel has been in the industry since 1993 and has experience with a variety of firms, including Raymond James & Associates, Inc. Michel is registered to provide investment advice in several states, including North Carolina and Texas. Michel holds the Series 7, Series 24, Series 63, and Series 66 licenses. Michel has a background in providing financial planning and investment consulting services to both individuals and businesses.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Investment consulting services to institutional clients
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
1
2
NC
11/17/2015 - Present
Wells Fargo Clearing Services, LLC (MOORESVILLE NC)
NC
02/13/2013 - 11/12/2015
RAYMOND JAMES & ASSOCIATES, INC. (HUNTERSVILLE NC)
NC
11/17/2006 - 02/13/2013
MORGAN KEEGAN & COMPANY, INC. (HUNTERSVILLE NC)
NC
09/27/2001 - 11/20/2006
WACHOVIA SECURITIES, LLC (CORNELIUS NC)
MO
05/01/2000 - 09/26/2001
EDWARD JONES (ST. LOUIS MO)
IL
01/07/1994 - 09/14/1999
BANC ONE SECURITIES CORPORATION (CHICAGO IL)
MN
02/22/1993 - 01/11/1994
AMERICAN EXPRESS FINANCIAL ADVISORS INC. (MINNEAPOLIS MN)
MN
02/22/1993 - 01/11/1994
IDS LIFE INSURANCE COMPANY (MINNEAPOLIS MN)
BOTH
Issued 02/02/2004
Series 66 - Uniform Combined State Law Examination
BC
Issued 02/19/1993
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 01/17/1998
Series 24 - General Securities Principal Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 02/18/1993
Series 7 - General Securities Representative Examination
Active
Inactive
C
Cboe Exchange, Inc.
F
FINRA
N
NYSE American LLC
N
Nasdaq PHLX LLC
N
Nasdaq Stock Market
N
New York Stock Exchange
Not sure Michel Maggio is the right advisor for you? Invested Better is here to help.
