Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Michel? Claim Your ProfileMichel Shanks is a financial advisor with over 30 years of experience in the financial services industry. Michel is currently registered with J.P. Morgan Securities LLC and is licensed to offer securities in 43 states and the District of Columbia. Michel has experience in portfolio management for businesses and individuals. Michel was previously registered with Chase Investment Services Corp. and BANC ONE Securities Corporation. Michel holds the Series 7, 63, and 66 securities licenses, as well as the SIE exam.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
A percentage of the total value of assets under management is charged.
Fee computed based on cents-per-share-deposited-into-the-account
1
2
TX
10/01/2012 - Present
J.p. Morgan Securities LLC (Houston TX)
TX
10/24/2005 - 10/01/2012
CHASE INVESTMENT SERVICES CORP. (HOUSTON TX)
IL
09/20/2005 - 10/24/2005
BANC ONE SECURITIES CORPORATION (CHICAGO IL)
IL
07/06/2005 - 09/22/2005
CHASE INVESTMENT SERVICES CORP. (CHICAGO IL)
IL
12/16/1996 - 07/06/2005
BANC ONE SECURITIES CORPORATION (CHICAGO IL)
NY
12/02/1993 - 12/16/1996
DEAN WITTER REYNOLDS INC. (PURCHASE NY)
NY
05/13/1992 - 10/06/1993
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED (NEW YORK NY)
CA
11/09/1990 - 05/06/1991
FINANCIAL NETWORK INVESTMENT CORPORATION (EL SEGUNDO CA)
CA
03/13/1990 - 10/31/1990
TRANSAMERICA FINANCIAL RESOURCES, INC. (LOS ANGELES CA)
CA
03/13/1990 - 10/31/1990
TRANSAMERICA SECURITIES SALES CORPORATION (LOS ANGELES CA)
NA
02/26/1987 - 03/19/1990
ROTAN MOSLE INC.
NA
05/09/1985 - 02/18/1987
PRUDENTIAL-BACHE SECURITIES INC.
NA
01/23/1985 - 05/31/1985
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED
BOTH
Issued 02/20/2007
Series 66 - Uniform Combined State Law Examination
BC
Issued 02/07/1985
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 01/19/1985
Series 7 - General Securities Representative Examination
Active
Inactive
B
BOX Exchange LLC
C
Cboe BYX Exchange, Inc.
C
Cboe BZX Exchange, Inc.
C
Cboe C2 Exchange, Inc.
C
Cboe EDGA Exchange, Inc.
C
Cboe EDGX Exchange, Inc.
C
Cboe Exchange, Inc.
F
FINRA
I
Investors' Exchange LLC
L
Long-Term Stock Exchange, Inc.
M
MEMX LLC
M
MIAX Emerald, LLC
M
MIAX PEARL, LLC
M
Miami International Securities Exchange, LLC
N
NYSE American LLC
N
NYSE Arca, Inc.
N
NYSE Chicago, Inc.
N
NYSE National, Inc.
N
Nasdaq BX, Inc.
N
Nasdaq GEMX, LLC
N
Nasdaq ISE, LLC
N
Nasdaq MRX, LLC
N
Nasdaq PHLX LLC
N
Nasdaq Stock Market
N
New York Stock Exchange
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