Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Micheal? Claim Your ProfileMicheal Scott Penland has been in the financial services industry since March 21, 2009. Currently, Micheal is registered with Voya Retirement Advisors, LLC as an Investment Advisor Representative. Micheal has worked with a number of firms during their career, including VOYA FINANCIAL ADVISORS, INC., LION STREET FINANCIAL, LLC, NFP ADVISOR SERVICES, LLC, and USF SECURITIES, L.P..
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Personalized portfolio management to meet individual financial objectives.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
A percentage of the total value of assets under management is charged.
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2
CT
07/14/2023 - Present
Voya Retirement Advisors, LLC (WINDSOR CT)
CA
02/08/2019 - 03/09/2021
VOYA FINANCIAL ADVISORS, INC. (Livermore CA)
CA
08/08/2015 - 02/28/2019
LION STREET FINANCIAL, LLC (LIVERMORE CA)
CA
04/07/2009 - 08/12/2015
NFP ADVISOR SERVICES, LLC (PLEASANTON CA)
CA
03/09/2009 - 03/24/2009
USF SECURITIES, L.P. (PLEASANTON CA)
BOTH
Issued 08/05/2009
Series 66 - Uniform Combined State Law Examination
BC
Issued 10/08/2009
Series 24 - General Securities Principal Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 03/06/2009
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
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